Q&A: Small Business and the SEC
How to take your small business
public.
Money Matters-Capital,
Credit, Securities, Taxes, Etc.
Everything from raising capital to employment issues.
See Laws and
Regulations
Investment Advisers & Officers (Ohio)
Licensing & Complaints
Ohio
Investment Brochures and Where To Go For Help
Avoiding & Resolving Disputes With Brokers
Form
For Taking Notes
(SEC)
We've developed a form for taking notes when
you talk to your broker, because having a record of what was said may
prevent problems.
Cold Calling
How to stop harassing phone calls from brokers – your rights
and tips for avoiding problems.
The Registration
And Regulation Of Brokers & Dealers
The SEC's Division of Market Regulation has prepared
publications summarizing some of the significant provisions of the Securities
Exchange Act as they affect brokers and dealers.
See Complaints,
Inquiries & Investigations
See Stockbrokers
Retirement, Estate Planning & Social Security
Mid-America Pension Rights Project
(For Help In MI, OH, KY, IA, TN and
PA)
Free legal help to retirees with
pension concerns regardless of their income. Services include phone
consultations with attorneys, brief services, and advocacy. For example,
they can help with: filing claims, investigating benefit denials; pension
benefits for spouses, divorced people or survivors, and finding pensions "lost"
due to company mergers, relocation, or bankruptcy.
Top 10 Ways To Beat The Clock And Prepare For Retirement
Financial Facts Tool Kit
A vast array of facts and tools to help you begin
planning for a secure financial future.
Money
Matters-Capital, Credit, Securities, Taxes, Etc.
Everything from raising capital to employment issues.
Individual Retirement Arrangements (IRAs)
Including Roth IRAs and Education IRAs (Good For Use in Preparing 2000 Returns)
What You
Should Know About Your Pension Rights
Saving For Retirement
Quickly calculate how much you need to save for
retirement by using these one-page worksheets from the American Savings
Education Council.
Financial Calculators-How
Much Will My Investments Be Worth In The Future
Retirement, Estate Planning & Social Security (Nolo.com)
Over 80
articles on these subjects!
Annuities
What they are and which ones are best for you.
Variable Annuities
Important information to help investors better
understand the benefits, risks, and costs of variable annuities.
What You Should Know About Financial Planning
Selecting A Financial
Planner (BBB)
Ten
Question To Ask When Choosing A Financial Planner
See Retirement
& Estate Planning
See Complaints, Inquiries & Investigations
Understanding Gift and Estate Taxes (Ohio)
Capital Gains Tax-What Is It? (Findlaw.com)
Money
Matters-Capital, Credit, Securities, Taxes, Etc.
Everything from raising capital to employment issues.
Investment Advisers & Officers (Ohio)
Licensing & Complaints
Ohio
Investment Brochures and Where To Go For Help
Mid-America Pension Rights Project
(For Help In MI, OH, KY, IA, TN and
PA)
Free legal help to retirees with
pension concerns regardless of their income. Services include phone
consultations with attorneys, brief services, and advocacy. For example,
they can help with: filing claims, investigating benefit denials; pension
benefits for spouses, divorced people or survivors, and finding pensions "lost"
due to company mergers, relocation, or bankruptcy.
Spotting Investment Fraud
Risky
Investments-Protecting Your Money From Con Artists & Telemarketing Fraud
Internet Fraud: How
To Avoid Internet Investment Scams
This alert
tells you how to spot different types of Internet fraud, what the SEC is doing
to fight Internet investment scams, and how to use the Internet to invest wisely.
Investor
Alerts-Be On The Lookout For These Scams
See Complaints,
Inquiries & Investigations
Other Money Matters
Banks
Unclaimed Money/Property
Detecting
Counterfeit Money
Wallets & Check Books
Forms (Demand Letters, Promissory Notes, etc.)
Certificates of Deposit: Tips for Investors
CDs have become more
complex in recent years. Don't be dazzled by rising rates. Before you consider
investing in a high-yield CD, make sure you fully understand its terms.
Bank Products: What's Insured And What's Not
Alerts consumers to the differences between deposits and investments, emphasizing that
deposits alone are insured by the Federal Government and investment products such as mutual
funds are not insured.
Find Out If Your Bank
Is Insured
Currency
Conversions
Convert 164 currencies into US dollars and back or to each other!
Bad Check Laws (State By State Statutes For Each Crime)
For More See Consumer-SOS/Banks & Credit Unions
MONEY (FINDING UNCLAIMED
MONEY IN ALL 50 STATES)
I Just
Inherited Money! Now What Do I Do? (Ohio)
Does The
IRS Owe You A Tax Refund?
Type in your name and state to see if you're listed in the IRS Refund Database.
http://unclaimed.org/
The official site of the National
Association of Unclaimed Property Administrators lists contact information for
state and federal unclaimed property offices and provides links to searchable
databases.
www.missingmoney.com
A joint effort of NAUPA and CheckFree, an electronic commerce service provider,
that plans to combine information from all the states into one database. Type
your name into their national search engine and you can learn if money is being
held in your name. They also have a
state directory where you can search for the same.
www.lostmoney.com
So You Lost Your Wallet! (Consumer-SOS)
Lost Your Check Book? Here's What To Do. (Consumer-SOS)
Know Your Liability Limits For Lost Checks, Debit, ATM & Credit Cards
Bad Check Laws (State By State Statutes For Each Crime)
The Court Says I Won: Now, How Do I Collect?
Commerce
Division of Financial Institutions (Ohio)
Regulates or has information on banks, credit unions, savings institutions. Also
has forms.
Sample Demand Letter For Payment Of Debt
General Forms For
All Occasions (The 'Lectric Law Library)
Scroll down their forms page for forms on general business matters, living
wills, power of attorney, promissory notes, employment and contracting.
Related Topics
Privacy & Identity Theft
Banks & Credit Unions
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